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Are Institutional Investment Managers Ready for the SEC Short Sale Rule?
The challenging, costly, and rather complex new SEC Rule will require a high level of expertise and a great deal of work to prepare for.
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The challenging, costly, and rather complex new SEC Rule will require a high level of expertise and a great deal of work to prepare for.
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Exchange operator and infrastructure provider has filed for an ATS in the US.
2 min read
a solid trade capture approach enhances operational efficiency and positions asset managers for success.
4 min read
the effective combination of both high touch and low touch approaches is not a binary choice but a blend that can optimise trading outcomes.
3 min read
Market participants expect a jump in settlement failures.
3 min read
the lessons from 2008-09, and the subsequent regulatory responses, will shape financial markets for decades to come.
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the true financial cost of a regulatory penalty is much greater than the figure cited in headlines.
7 min read
Daniel Pinto, Colm Kelleher and David Solomon warn on the proposed implementation of Basel III in the US.
5 min read
Market Vet says continued investment in AI and data enables firms to enhance their research process and operate more efficiently.
4 min read
Despite an exodus of traders, the balance of regulatory and decision-making power remains firmly in the UK capital.