4 min read
Are Institutional Investment Managers Ready for the SEC Short Sale Rule?
The challenging, costly, and rather complex new SEC Rule will require a high level of expertise and a great deal of work to prepare for.
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2 min read
T+1: The Imperative of Trade Capture for Global Asset Managers
a solid trade capture approach enhances operational efficiency and positions asset managers for success.
3 min read
A 15-Year Retrospective on the 2008-09 Credit Crisis
the lessons from 2008-09, and the subsequent regulatory responses, will shape financial markets for decades to come.
2 min read
Buy-Side Compliance Teams Will Find US Watchdogs Have Teeth in WhatsApp Crackdown
the true financial cost of a regulatory penalty is much greater than the figure cited in headlines.
3 min read
T+1: Failure to Follow the US Could Add to Europe’s Liquidity Woes
Europe has a history of dynamic and innovative financial markets. A delay to moving to T+1 could potentially impede the competitiveness of these...
2 min read
AI Can Build Trade Strategies, But Are We Ready to Let it Execute?
Optimized Data, trading tools, and risk management are needed to take the next step forward.
3 min read
From Engineering to Algo Trading: QA with Citi's Britni Ihle
We believe that with a strong support system, we can continue to break barriers and pave the way for success for women in this industry.
3 min read
Why Operational Resilience is Important in the Context of T+1
As the US market prepares for an industry-wide transition to T+1 settlement, organizations will need to reassess their operational strategy,...
3 min read
Three Trends for 2024: Unstructured Data vs. Rising Regulation
the asset management industry will embrace AI-driven technologies in 2024; Firms with proprietary and unique data will have a significant advantage.
2 min read
Asset Managers Navigating the Next Wave: How Tech and AI are Reshaping Buy-Side Strategies
The increasing pace of change, driven by more powerful next-gen technology means taking a wait-and-see approach is no longer an option.
