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SEC

7 min read

Growth Segment: Minority Broker Dealers

Yulia Kuksina: Jun 15, 2011 10:28:00 AM

Carl Weir, HSBC, provides a snapshot on the MFDV’s space, the market size, why it is interesting and the business possibilities in this market.

ETF Pension Best Execution DMA SEC Northern Trust CalPERS HSBC Thomson Reuters Archive Articles NY SEC Broker Dealer Altius Associates Carl Weir Rule 12-A LACERS Consultiva NASP CSA Commission Sharing Agreement Ted Krum step out Exchange Traded Fund Minority Female Disabled Veteran MFDV The Townsend Group Americas

6 min read

Land of Sponsored Access

sang_lee: Mar 15, 2010 12:25:45 AM

By Sang LeeAite Group’s Sang Lee argues that while naked sponsored access is causing concern among market participants, regulation alone cannot...

Reg NMS Dark Pools latency Market Structure Risk Management compliance HFT pre-trade Post-Trade DMA SEC High Frequency Trading Fidessa Sang Lee Aite Group Archive Articles David Polen systemic risk Lime Brokerage connectivity infrastructure